Compliance and Prevention
of Money Laundering

We have extensive experience with compliance and regulatory aspects applicable to both financial sector entities and unregulated, private-sector entities.

Our counsel has involved creating, reviewing and implementing compliance procedures and policies for applicable regulations, including laws on criminal liability for legal entities and the prevention of money laundering, terrorism financing and bribery.

We also have an expanded practice involving onboarding and know your customer practices, risk handbooks, codes of conduct, manuals on the prevention of criminal liability for legal entities, procedures for handling insider information, capital market conduct and personnel training on these policies.

Our attorneys are familiar with the audit procedures carried out by regulators and have represented our clients before several authorities in sanctioning or monitoring processes, both at the administrative level and before courts of justice and the Chilean Office of the Comptroller.