Legal Alert
30 de July de 2024
On July 25, 2024, the Financial Market Commission issued General Rule N° 516 (“NCG 516”), which establishes common criteria for reporting essential and confidential events. The NCG 516 will enter into effect on September 1, 2024.
Legal Alert
29 de July de 2024
The Commission for the Financial Market has issued the Proposal, which would facilitate the processing, analysis, and oversight of the required monthly information on bond issuance and placement that issuers must provide to the referred Commission. For this purpose, the Proposal seeks to modify the format and method of submission of this data, while maintaining the content and delivery frequency. The deadline for making comments on the Proposal expires on August 16, 2024.
Legal Alert
26 de July de 2024
On July 8, 2024, the Financial Market Commission initiated a public consultation period for the draft regulation that amends General Rule No. 502, which regulates the registration, authorization, and obligations of financial service providers under the Fintech Law. The regulatory project will be open for public consultation until August 22, 2024.
Legal Alert
25 de July de 2024
On July 8, 2024, the Financial Market Commission initiated a public consultation period for the draft regulation that amends General Rule No. 507, which provides instructions on corporate governance and comprehensive risk management for General Fund Administrators. The regulatory project will be open for public consultation until August 22, 2024.
Legal Alert
On July 5, 2024, the Financial Market Commission updated the frequently asked questions document associated with General Rule No. 502, incorporating guidelines under which the creation and dissemination of financial and/or investment content through media and social media constitutes investment advice as regulated by the Fintech Law.
Legal Alert
5 de March de 2024
On January 8th, 2024, the CMF issued NCG No. 501, which establishes the minimum disclosures of the usual operating policies of publicly traded and special anonymous societies that have securities registered in the CMF Securities Registry and regulates the public disclosure of transactions with related parties.
Legal Alert
14 de February de 2024
On February 12th, 2024, the CMF issued NCG No. 505, which aims to refine the regulations requiring information from business groups, specifying the format for submission and publishing the information received by the CMF regarding the composition of business groups that include its supervised entities.
Legal Alert
On February 12th, 2024, the CMF issued Circular No. 2,343, which introduces adjustments to the Banks’ Information Systems Manual and Chapter 21-11 of the RAN, aiming to continuously enhance the quality of information used for the determination of systemically important banks and their capital charges.
Legal Alert
29 de November de 2023
The regulatory project of the Superintendence of Pensions proposes modifying the Investment Regime of Pension Funds regarding investment in alternative assets.
Legal Alert
20 de November de 2023
On November 20, 2023, the Financial Market Commission (CMF) has put up for consultation the regulatory project that aims to establish a new channel for the sending of information between the supervised entities and the CMF.
Legal Alert
12 de October de 2023
On October 10, 2023, the CMF has once again put up for consultation the regulatory project that aims to raise the standards of transparency and protection for minority shareholders regarding transactions with related parties between publicly traded corporations and their subsidiaries.
